Our Team

Executive Management Team

Trading Desks

Scottsdale, AZ

Boston, MA

Hermosa Beach, CA

Chicago, IL

Berkeley Heights, NJ

Freehold, NJ

Staten Island, NY

Financial Control

Operations

Information Technology

Compliance

California Office

GREG FARLEY, CFA
Manager/Executive Committee

Hermosa Beach, CA

Mr. Farley has over twenty years of experience in the fixed income markets, working as a brokers-broker, trader, and financial advisor for such firms as Oppenheimer & Company, J.F. Hartfield, and Wedbush Morgan Securities. In 1994, Mr. Farley joined RW Smith and, as a Chartered Financial Analyst, brought vital cross sector analysis and economic opinions to RW Smith brokers and clientele. He brings depth and keen insight to the firm, is a valued member of the Executive Committee, while managing the California branch office.

RW Smith believes the information shown herein was obtained from a reliable source, but makes no representation and no guarantee as to its accuracy or completeness. RWS shall not be responsible for the consequences of your use of the information. Securities identified may be subject to additional call features, sinking funds, project features, or other factors that may affect market value. You must do your own independent research prior to submitting any bid.

© Copyright 2010 RW Smith • SEC • FINRA • Disclosure